Our Pledge to You: At Bancroft Capital, LLC, one of our top priorities is making sure that the information we have about you is protected and secure. We value our relationship with you and work hard to preserve your privacy and ensure that your preferences are honored. At the same time, the very nature of our relationship may result in us collecting or sharing certain types of information about you.
Information We Collect: The non-public personal information we collect about you comes primarily from account applications and or other forms supplied during the account opening process. Also, depending on the products or services you require, we may obtain additional information about you from consumer reporting agencies.
How We Share Information: Information may be shared with the clearing agent that performs services on our behalf. We share information to process transactions, respond to your inquiries, or provide information about the products or services that we offer. We share data provided by customers, account data, and verifying data. We do not share information about you with non-affiliates (companies outside our organization) for them to contact you for their own marketing purposes.
Bancroft Capital complies with the Securities and Exchange Commission’s Regulations S-P (Privacy of Consumer Financial Information). We do not disclose your information to anyone, except as permitted by law. The law permits us to share information about our current and former customers with government agencies or authorized third parties under certain circumstances. For example, we may be required to share such information in response to subpoenas or to comply with certain laws.
How We Protect Information: We strive to protect your data and safeguard it from those not authorized to see it. Our procedures include physical, electronic, and process safeguards. We restrict access to customer information only to those employees who need the information for specific or legitimate business purposes.
Updated June 2018